Kerry is a Registered Sales Assistant of LPL Financial. She supports Jacqueline L. Powell, CFP® by overseeing all operations and projects of the firm, executing transactions to include securities orders, performing service transactions for clients and assisting with Financial Planning Software utilized by the firm. In addition Kerry works closely with the Principal of the firm to maintain records and files per FINRA and SEC regulations. She is the main point of contact for our branch audits and coordinates the implementation of ongoing industry compliance requirements for the firm.
Kerry joined our firm in June 2006 and holds the Series 6 and Series 63 securities registrations held through LPL Financial. Prior to this Kerry worked for a non-profit organization as a Residential Supervisor providing support and assistance in daily life skills to individuals with intellectual disabilities.